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SEBI

SEBI Evaluates Proposal of NSE for Extended Future and Option Trading Hours

SEBI Evaluates Proposal of NSE for Extended Future and Option Trading Hours Introduction: India's market regulator, the Securities and Exchange…
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SEBI Extends Surveillance and Trade-for-Trade Settlement to SMEs

SEBI Extends Surveillance and Trade-for-Trade Settlement to SMEs Introduction: In a recent circular issued by the stock exchanges, the Securities…
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Centralized reporting for investor demise through KRAs

Centralized Reporting for Investor Demise through KRAs In order to streamline the transmission process in the securities market, a centralized…
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Internal Audit of Trading Members-Update

Internal Audit of Trading Members-Update   Introduction and Purpose This communication pertains to Exchange Circular No. NSE/INSP/56678 dated May 11,…
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Updated penalties for audit report submissions

Updated penalties for audit report submissions Note: This revised circular is in reference to NSE Circular Ref No-NSE/INSP/53530 dated September…
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Reporting Requirement on Bank Guarantees (BGs) created out of clients’ funds

Reporting Requirement on Bank Guarantees (BGs) created out of clients’ funds This article provides important information regarding the reporting requirement…
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Operating Guidelines for Trading Supported by Blocked Amount in Secondary Market -NSE

Operating Guidelines for Trading Supported by Blocked Amount in Secondary Market – NSE Segment: Equity Cash Segment In an effort…
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Extension of Timeline for Verification of Market Rumors by Listed Entities

Extension of Timeline for Verification of Market Rumors by Listed Entities   Introduction: In accordance with the SEBI (Listing Obligations…
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SEBI Extends Timelines for Nomination of Mutual Fund Unit Holders

SEBI Extends Timelines for Nomination of Mutual Fund Unit Holders Introduction SEBI, through several circulars, has outlined the requirement for…
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