SEBI
SEBI seeks comments on new fee Collection Mechanism for Investment Advisers and Research Analysts
SEBI is looking for feedback on a new system for collecting fees from investment advisers and research analysts. The Securities and…
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Procedure for seeking prior approval for change in control- Merchant banker & Bankers
Procedure for seeking prior approval for change in control certain intermediaries including Merchant Bankers and Bankers to an Issue …
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Fostering Flexibility in the Social Stock Exchange Framework
Fostering Flexibility in the Social Stock Exchange Framework Introduction The Social Stock Exchange (SSE) was created as a platform…
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Sebi planning unique identity code for FPIs
Sebi planning unique identity code for FPIs The Securities and Exchange Board of India (Sebi) wants to make it mandatory…
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SEBI Recent Policy Development
POLICY DEVELOPMENTS IN INDIAN SECURITIES MARKET Transactions in Corporate Bonds Through Request for Quote Platform by Stock Brokers SEBI has…
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Brokers disagree with SEBI’s term of a “Fit and Proper Person.”
Brokers disagree with Sebi's term of a "fit and proper person." Synopsis The division bench of Justice GS Patel and…
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Sebi proposes a unified cyber security framework.
Sebi proposes a unified cyber security framework. Synopsis Sebi has produced a consultation paper titled 'Consolidated Cyber Security and Cyber…
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All listed firms are subject to the trading restriction mandate: Sebi
All listed firms are subject to the trading restriction mandate: Sebi Synopsis Such a closure would be enforced on the…
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What is SEBI RIA Registration?
Authorized Persons of Brokers not exempt from SEBI RIA Registration Only firms with RIA registration may offer financial advising services…
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