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SEBI

AIF’s liquidation plans and valuation methodologies are published by SEBI

Investors will benefit from a standard technique for evaluating Alternate Investment Funds (AIFs) and liquidation scheme processes that was announced…
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Upstreaming of Client funds by Stock Brokers / Clearing members to CC

Upstreaming of Client funds by Stock Brokers / Clearing members to CC Applicability from 1st July 2023   Operational requirement…
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Understanding the Regulatory Framework for Execution Only Platforms in Mutual Funds.

Understanding the Regulatory Framework for Execution Only Platforms in Mutual Funds. Recent years have seen a significant increase in the…
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Merchant Banker Registration and compliance

WHO IS A MERCHANT BANKER? "Mercantile banker" is defined as any person who is engaged in the business of issue…
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Framework to address the ‘technical glitches’ in Stock Brokers’ Electronic Trading Systems (SEBI Circular ) Implementation April 1, 2023

To All Registered Stock Brokers Rapid changes in technology have made it easier to trade stocks electronically on the stock…
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How to become a Stock Broker

How to become a Stock Broker To become a stock broker, you must meet qualifications and do particular actions. Here…
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How to become a Stock Broker

How to become a Stock Broker To become a stock broker, you must meet qualifications and do particular actions. Here…
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Know about AIF GIFT CITY Compliance

Know about AIF GIFT CITY Compliance

"AIF GIFT CITY Compliance" Robust Regulatory Framework: The Securities and Exchange Board of India (SEBI) has built a strict regulatory…
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Stock Broker Compliance with Exchange and SEBI Regulations in India

Stock Broker Compliance with Exchange and SEBI Regulations in India Stock Broker Compliance with Exchange and SEBI Regulations in India:…
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