SEBI
AIF’s liquidation plans and valuation methodologies are published by SEBI
June 26, 2023
Investors will benefit from a standard technique for evaluating Alternate Investment Funds (AIFs) and liquidation scheme processes that was announced…
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Upstreaming of Client funds by Stock Brokers / Clearing members to CC
June 26, 2023
Upstreaming of Client funds by Stock Brokers / Clearing members to CC Applicability from 1st July 2023 Operational requirement…
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Understanding the Regulatory Framework for Execution Only Platforms in Mutual Funds.
June 15, 2023
Understanding the Regulatory Framework for Execution Only Platforms in Mutual Funds. Recent years have seen a significant increase in the…
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Merchant Banker Registration and compliance
March 6, 2023
WHO IS A MERCHANT BANKER? "Mercantile banker" is defined as any person who is engaged in the business of issue…
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Framework to address the ‘technical glitches’ in Stock Brokers’ Electronic Trading Systems (SEBI Circular ) Implementation April 1, 2023
November 28, 2022
To All Registered Stock Brokers Rapid changes in technology have made it easier to trade stocks electronically on the stock…
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How to become a Stock Broker
July 17, 2022
How to become a Stock Broker To become a stock broker, you must meet qualifications and do particular actions. Here…
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How to become a Stock Broker
July 17, 2022
How to become a Stock Broker To become a stock broker, you must meet qualifications and do particular actions. Here…
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Know about AIF GIFT CITY Compliance
July 17, 2022
"AIF GIFT CITY Compliance" Robust Regulatory Framework: The Securities and Exchange Board of India (SEBI) has built a strict regulatory…
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Stock Broker Compliance with Exchange and SEBI Regulations in India
July 15, 2022
Stock Broker Compliance with Exchange and SEBI Regulations in India Stock Broker Compliance with Exchange and SEBI Regulations in India:…
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