SEBI
RPF FILE SEBI – Estabizz Fintech
Reserve Bank of India (RBI) in its ‘Statement on Developmental and Regulatory Policies’ dated October 09, 2020 had announced that…
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SEBI (Segregation & Monitoring) – Estabizz Fintech
The Securities and Exchange Board of India (SEBI) has come out with a framework for segregation and monitoring of collateral…
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AUTHORISED PERSONS (APs) FRAMEWORK – Estabizz Fintech
Market Access through Authorised Persons :- Attention of Members’ is drawn to Exchange circular NSE/INSP/42448 dated October 18, 2019, which…
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SEBI ( Surveillance of Transaction Alerts) – Estabizz Fintech
Leading Stock Exchanges Bombay Stock Exchange Limited (“BSE”) and National Stock Exchange of India Limited (“NSE”) have put in place…
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SEBI revises financial info filing formats for entities having listed non-convertible securities
New Delhi: Markets regulator Sebi on Tuesday came out with revised formats for filing financial information by entities that have…
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SEBI notifies certification requirements for distributors, staff of portfolio management services
Capital markets regulator Sebi has put in place certification requirements for associated persons engaged by portfolio managers as distributors or…
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SEBI extends relaxations for compliance with rights issues.
Markets regulator SEBI on Friday extended relaxations for companies with regard to compliance with procedural norms on rights issues opening…
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SEBI extends relaxations for compliance with rights issues
Markets regulator Sebi on Friday extended relaxations for companies with regard to compliance with procedural norms on rights issues opening…
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SEBI extends deadline for investment advisers to conduct annual compliance audit
Markets regulator Sebi on Thursday extended the deadline for investment advisers to conduct the annual compliance audit for the financial…
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