SEBI
SEBI notifies certification requirements for distributors, staff of portfolio management services
Capital markets regulator Sebi has put in place certification requirements for associated persons engaged by portfolio managers as distributors or…
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SEBI extends relaxations for compliance with rights issues.
Markets regulator SEBI on Friday extended relaxations for companies with regard to compliance with procedural norms on rights issues opening…
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SEBI extends relaxations for compliance with rights issues
Markets regulator Sebi on Friday extended relaxations for companies with regard to compliance with procedural norms on rights issues opening…
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SEBI extends deadline for investment advisers to conduct annual compliance audit
Markets regulator Sebi on Thursday extended the deadline for investment advisers to conduct the annual compliance audit for the financial…
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SEBI board okays steps to make M&As easier
The board of the Securities and Exchange Board of India (Sebi) Tuesday approved measures to make mergers and acquisitions of…
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SEBI proposes to revise settlement rules
The Securities and Exchange Board of India (Sebi) has proposed to revise the settlement rules to align them with the…
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SEBI introduces swing pricing in debt mutual funds
Securities and Exchange Board of India has decided to introduce the concept of ‘swing pricing’ for all open-ended debt mutual…
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SEBI approves framework for creating Social Stock Exchange
The Securities and Exchange Board of India approved the creation of a Social Stock Exchange and its framework in a…
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Framework for Supervision of Authorised Persons (APs) & Branches by Members
Market Access through Authorized Persons Attention of Members’ is drawn to Exchange circular NSE/INSP/42448 dated October 18, 2019, which mandates…
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