SEBI’s Updated Regulations for Merchant Bankers: Key Changes and Implications Enhancing Efficiency in Merchant Banking The Securities and Exchange Board of India (SEBI) has introduced significant updates to regulations for merchant bankers. These changes aim to streamline operations, promote transparency, and elevate efficiency within the industry. Key Updates: Authorized Activities: Merchant bankers are now restricted to engaging solely in SEBI-approved activities. Any non-approved activities must be transferred to a separate legal entity within a two-year […]

Algo Trading Coming Soon: A New Opportunity for Retail Investors The Securities and Exchange Board of India (Sebi) is contemplating a significant change that could open the doors of algorithmic trading to India’s retail investors. This move aims to democratize access to a trading approach that has traditionally been the domain of large institutions. Sebi’s Proposal: Bridging the Gap Sebi has proposed a framework where retail investors can participate in algorithmic trading through licensed brokers, […]

Addressing System Inefficiencies in Collateral Deposits: Insights from SEBI’s Ananth Narayan G In the evolving landscape of financial compliance and international expansion, understanding system inefficiencies is pivotal for businesses aiming to navigate this complex world. The Securities and Exchange Board of India’s (SEBI) Whole-Time Member, Ananth Narayan G, has highlighted significant concerns regarding the opacity and inefficiency prevalent in the current financial system. Overview: Collateral Deposits and System Inefficiencies Understanding Collateral Deposits: Collateral deposits function […]

SEBI’s New Fund Offer Regulations: A Strategic Move for Investor Protection Overview of SEBI’s New Initiative The Securities and Exchange Board of India (SEBI) is taking significant steps to enhance investor protection in the mutual fund sector through proposed regulations for New Fund Offers (NFOs). These guidelines focus on ensuring timely deployment of funds collected by Asset Management Companies (AMCs), thereby protecting investors from extended exposure delays. Key Points Covered: Regulatory Enhancement: Introduction of a […]

SEBI’s Proposed Changes to Securitized Debt Instruments: Key Insights for Financial Experts The Securities and Exchange Board of India (SEBI) has initiated a public consultation on proposed changes to the issuance and listing of Securitized Debt Instruments (SDIs). This move is part of their continuous efforts to streamline financial processes and provide clarity in regulatory frameworks. Here, we simplify the proposed changes and discuss how they could impact the financial landscape, ensuring you gain a […]