Insurance Broker Registration in India

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1 Eligibility & Category Assessment We help identify whether the applicant should apply as Direct Broker, Reinsurance Broker or Composite Broker. 2 Entity & Object Clause Review We review company / LLP structure, object clause, ownership and fit and proper suitability. 3 Capital & Net Worth Documentation We assist with capital readiness, net worth certificate, statutory deposit planning and financial document alignment. 4 Principal Officer & Qualified Persons Support We assist in mapping qualification, training, examination, experience and appointment documentation. 5 Business Plan & Financial Projections We prepare a 3-year business plan, revenue projections, brokerage assumptions, expense forecast, employee plan and market strategy. 6 IRDAI Application Support We assist in application preparation, document compilation, online filing support and IRDAI query response. 7 Compliance Framework We help draft the compliance manual, grievance redressal framework, brokerage governance process, record retention process and internal control note. 8 Post-Registration Compliance We support annual returns, net worth monitoring, PI insurance tracking, compliance calendar, renewal documentation and inspection readiness. 9 Ticket-Based Execution Estabizz follows a structured task-tracking system so clients receive organised updates throughout the engagement.

1 IRDAI Regulatory Expertise Our team works across IRDAI licensing and compliance matters and understands insurance intermediary approval requirements. 2 Insurance Distribution Understanding We understand direct broking, reinsurance broking, composite broking and digital insurance distribution structures. 3 Compliance Depth, Not Just Documentation We focus on capital, net worth, statutory deposit, Principal Officer readiness, PI insurance, code of conduct and long-term compliance. 4 Business Plan Strength We prepare practical, regulator-facing business plans and financial projections suitable for insurance broker applicants. 5 Multi-Regulator Experience Our experience across RBI, SEBI, IRDAI and IFSCA enables a wider financial regulatory perspective. 6 End-to-End Support From structuring to IRDAI application, query response and post-registration compliance, we provide organised professional handholding.

Reviewed by: CS Devyani Khambhati Designation: Compliance Expert | Estabizz Fintech Private Limited Expertise: IRDAI, RBI, SEBI, IFSCA, insurance intermediary licensing, insurance broker registration, reinsurance broker registration, composite broker registration, insurance compliance, business plan documentation and post-registration regulatory support. This content has been prepared from a regulatory advisory perspective to help promoters, fintech companies, insurance distribution groups, risk advisory firms, reinsurance intermediaries and corporate advisory businesses understand the broad IRDAI framework for Insurance Broker Registration in India. Legal Disclaimer: This content is for general informational purposes only and should not be treated as legal, regulatory, insurance, financial or investment advice. IRDAI requirements, application formats, fee structures, capital thresholds, net worth norms, deposit requirements, PI insurance norms, compliance expectations and approval processes may change from time to time. Applicants should verify the latest regulatory position and obtain professional advice before filing any application with IRDAI. Estabizz does not promise or guarantee IRDAI approval; outcomes are subject to IRDAI scrutiny and the fulfilment of prescribed conditions. For a structured consultation with our IRDAI compliance team, you may also reach Estabizz on WhatsApp at " " +91 98256 00907.